Regulatory
Your reference hub for financial market regulations in India. Browse articles on SEBI, RBI, AMFI, CRISIL, and the rules, frameworks, and bodies that govern markets and protect investor interests.
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Anti-Money Laundering (AML)
Anti-Money Laundering (AML) refers to a set of laws, regulations, and procedures designed to prevent criminals from disguising illegally obtained money as legitimate income. It helps detect and stop the process of turning “dirty money” into “clean money” through financial systems.
Compliance
Compliance Procedures
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Association of Mutual Funds in India (AMFI)
The Association of Mutual Funds in India (AMFI) is a pivotal organisation established in 1995 that plays a fundamental role in the Indian mutual fund industry.
Mutual Funds
Regulatory
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Insider Trading
Insider trading refers to the buying or selling of securities of a listed company by individuals who possess access to unpublished price-sensitive information (UPSI) about the company.
Compliance
Compliance Procedures
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Regulatory Bodies in India
Regulatory bodies in India are institutions that are established by the government to oversee, guide, and control various sectors of the economy and society to ensure that these sectors function lawfully and ethically.
Regulatory
Regulatory Bodies
Engineered for the obsessed. Built for traders.
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Plot No 1290, 2nd Floor, 17th Cross, 5th Main, Sector-7, HSR Layout, Bangalore 560102
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Mintcap Brokers Private Limited
CIN – U66110KA2023PTC178706 | Registered Address: Plot No 1290, Second Floor, 17th Cross, 5th Main, Sector-7, HSR Layout, Bangalore 560102 | Tel: 080 – 49552310 | Email ID: compliance@capmint.com | SEBI registered Stock Broker: INZ000322732 | NSE Cash/F&O Member ID: 90430 | BSE Cash/F&O Member ID: 6903 | MCX Member ID: 57400 | NCDEX Member ID: 1312 | SEBI registered Depository Participant: IN-DP-806-2025 | CDSL DP ID: 12102300 | NSE Clearing Member code: M70108 | AMFI-Registered Mutual Fund Distributor: ARN-289109 (Valid upto 28-Feb-2027) | Category II Execution Only Platform : E6903
Details of Client Bank Account
Compliance Officer: Ms. Shridevi Vungarala | Email ID: compliance@capmint.com | Tel no. + 91 9035330126 | Grievance Redressal Officer (GRO) – Ms. Shikha Gupta | Email ID: Grievance@capmint.com | Tel no: 9035331595.
Procedure to file a complaint on SEBI SCORES: Register on SCORES portal. Mandatory details for filing complaints on SCORES: Name, PAN, Address, Mobile Number, E-mail ID. Benefits: Effective Communication, Speedy redressal of the grievances. You may refer the website https://scores.sebi.gov.in/ for more information. You may also download the SEBI Scores app to log a complaint Android: https://play.google.com > store > apps > sebiscores iOS: https://apps.apple.com > app > sebiscores
Disclaimer
Investment in the securities market are subject to market risks, read all the related documents carefully before investing. Brokerage will not exceed the SEBI prescribed limit.
Mutual fund investments are subject to market risks, read all scheme related documents carefully before investing. Mutual Funds are not exchange-traded products.
Attention Investor:
- Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
- Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
- Pay 20% as upfront margin of the transaction value to trade in cash market segment.
- Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide circular reference NSE/INSP/45191 dated July 31, 2020 and NSE/INSP/45534 dated August 31, 2020 and other guidelines issued from time to time in this regard.
- Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.